Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Carter is a financial advisor with over 30 years of experience in the industry. Fred is currently registered with Commonwealth Financial Network, where Fred has been employed since 2003. Fred is also a registered representative with FINRA, and holds licenses in several states including Arizona, Colorado, Florida, Illinois, Michigan, Montana, New Jersey, New York, Oklahoma, South Dakota, and Virginia. Fred has a strong background in financial planning and portfolio management, and is committed to providing personalized financial advice to his clients. Fred also owns and operates F Carter and Associates, Inc. which was created to provide securities business for Fred's clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/25/2010 - Present
Commonwealth Financial Network (SAGINAW MI)
NY
07/31/1993 - 08/21/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/11/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MN
07/22/1987 - 01/10/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BOTH
Issued 06/03/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Fred Carter is the right advisor for you? Invested Better is here to help.
