Unclaimed
Fred Austin Newsom is a financial advisor with LPL Financial LLC and has been in the industry since January 19, 1980. Fred Newsom is registered with the state of Virginia as an investment advisor representative, as well as Texas as a resident investment advisor representative. Fred Newsom has been registered with FINRA as a registered representative since March 1, 1999. Prior to joining LPL Financial LLC, Fred Newsom worked at NationsBanc Investments, Inc. and NationsSecurities. Fred Newsom specializes in working with individuals, corporations, pension and profit sharing plans, charitable organizations, and high-net-worth individuals. Fred Newsom provides advisory services such as financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/01/1999 - Present
LPL Financial LLC (CHARLOTTESVILLE VA)
MA
01/01/1998 - 12/11/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
10/05/1993 - 01/01/1998
NATIONSSECURITIES
FL
11/26/1979 - 11/11/1993
BELLAMAH, NEUHAUSER & BARRETT, INC. (BOCA RATON FL)
IA
Issued 10/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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