Unclaimed
Fraser George Schaufele is a financial advisor with Raymond James Financial Services Advisors, Inc. Fraser has been in the financial industry since 1981 and has experience with Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., Shearson Lehman Hutton Inc., and Paine Webber Incorporated. Fraser is registered with the state of Kentucky as a broker and an investment advisor representative. Fraser can provide various financial advisory services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KY
06/17/2024 - Present
Raymond James Financial Services Advisors, Inc. (Louisville KY)
KY
09/30/2008 - 06/21/2024
RAYMOND JAMES & ASSOCIATES, INC. (LOUISVILLE KY)
KY
03/08/2006 - 10/01/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOUISVILLE KY)
CT
10/05/1988 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NA
03/07/1988 - 10/25/1988
SHEARSON LEHMAN HUTTON INC.
NA
05/15/1984 - 03/07/1988
E. F. HUTTON & COMPANY INC
NA
04/13/1981 - 05/14/1984
PAINEWEBBER INCORPORATED
BOTH
Issued 2/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/11/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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