Unclaimed
Franz William Rassman is a registered representative at Morgan Stanley & Co. LLC. Franz has been in the securities industry since July 11, 2016. Prior to joining Morgan Stanley & Co. LLC, Franz worked at FBR Capital Markets & Co. in Arlington, VA. Franz is licensed to conduct business in California. Franz holds the Series 79, Series 79TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/12/2022 - Present
Morgan Stanley & Co. LLC (Menlo Park CA)
VA
07/11/2016 - 10/24/2017
FBR CAPITAL MARKETS & CO. (ARLINGTON VA)
BC
Issued 07/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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