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Franz Quiambao

Cetera Advisors LLC

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About Franz Quiambao

Franz Quiambao is a financial advisor who has been active in the industry since 2003. Franz currently works with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC. Franz has a Series 66, Series 63, Series 53, Series 4, Series 24, Series 52TO, SIE, and Series 7 licenses. Franz is registered in California.

Firm Information

Franz Quiambao is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Franz Quiambao’s Registration & Firm History

CA

01/13/2022 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

01/13/2022 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)

CA

05/16/2019 - 12/07/2021

M. S. HOWELLS & CO. (CALABASAS CA)

CA

07/27/2018 - 05/16/2019

INDEPENDENT FINANCIAL GROUP, LLC (CALABASAS CA)

CA

10/02/2003 - 02/13/2018

NATIONAL PLANNING CORPORATION (El Segundo CA)

CA

07/03/2002 - 10/14/2003

RICHMOND HILLCREST & COMPANY, INC. (SHERMAN OAKS CA)

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Licenses & Designations

BOTH

Issued 01/31/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/28/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/24/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/24/2005

Series 4 - Registered Options Principal Examination

BC

Issued 06/03/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Franz Quiambao.
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