Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frantz? Claim Your ProfileFrantz Bien-aime is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Frantz has been working in the financial services industry since 1997. He is registered with the state of Connecticut to provide both investment advisory and broker-dealer services. Frantz has passed the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, the General Securities Representative Examination, and the General Securities Principal Examination. In addition to his current role with Merrill Lynch, Frantz has also worked at Fleet Securities, Inc. and FleetBoston Robertson Stephens Inc. Frantz is a board member at the Cambridge Community Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
03/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
TX
09/05/2000 - 06/07/2004
FLEET SECURITIES, INC. (DALLAS TX)
CA
11/22/1999 - 09/05/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
TX
10/19/1999 - 12/03/1999
FLEET SECURITIES, INC. (DALLAS TX)
BOTH
Issued 03/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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