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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franshell? Claim Your ProfileFranshell Dumes is a financial advisor who has been in the industry since 2000. Franshell is currently registered with Morgan Stanley in Houston, TX. Franshell has previously worked for UBS Financial Services Inc., Wells Fargo Clearing Services LLC, Chase Investment Services Corp., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Fahnestock & Co. Inc., CIBC World Markets Corp., Van Kampen Funds Inc., and Advantage Capital Corporation. Franshell has passed multiple industry exams including the Series 6, Series 7, Series 9, Series 10, Series 31, and the Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
01/11/2022 - Present
Morgan Stanley (Houston TX)
TX
09/15/2017 - 12/14/2021
WELLS FARGO CLEARING SERVICES, LLC (HOUSTON TX)
TX
04/05/2011 - 09/26/2017
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
TX
06/18/2010 - 03/28/2011
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
06/01/2009 - 06/03/2010
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
09/08/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NY
08/18/2003 - 09/09/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/03/2003 - 08/18/2003
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
08/24/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
TX
03/05/1999 - 02/02/2000
VAN KAMPEN FUNDS INC. (HOUSTON TX)
GA
01/21/1999 - 02/26/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BOTH
Issued 08/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 01/31/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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