Unclaimed
Franklyn Clay Simmons is a registered investment advisor representative with Cetera Investment Advisers LLC. Franklyn has been in the securities industry since 2003. Franklyn holds Series 6, 7, 63, 65 and SIE licenses and has been registered in several states including Georgia, Florida, Louisiana, New York, Rhode Island, South Carolina and Texas. In addition to his role with Cetera Investment Advisers LLC, Franklyn is also a board member for 10K Minority Appraisers. Franklyn’s previous experience includes working for Foresters Financial Services, Inc. and AXA Advisors, LLC. Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
02/26/2020 - Present
Cetera Investment Advisers LLC (ATLANTA GA)
GA
11/10/2014 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (ATLANTA GA)
NY
10/31/2003 - 05/06/2005
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 08/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/30/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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