Unclaimed
Franklin Kegley is a financial advisor who is currently registered with Finalis Securities LLC in New York, NY. Franklin has been in the industry since 2023. Franklin has passed the Series 66, Series 63, Series 7TO, and SIE exams. Franklin has been registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/13/2024 - Present
Finalis Securities LLC (New York NY)
FL
12/04/2023 - 12/14/2023
MML INVESTORS SERVICES, LLC (TAMPA FL)
FL
09/05/2023 - 09/28/2023
MORGAN STANLEY (Temple Terrace FL)
FL
03/27/2023 - 09/05/2023
E*TRADE SECURITIES LLC (Temple Terrace FL)
BOTH
Issued 05/14/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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