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Franklin Thomas Kegley

Finalis Securities LLC

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About Franklin Thomas Kegley

Franklin Kegley is a financial advisor who is currently registered with Finalis Securities LLC in New York, NY. Franklin has been in the industry since 2023. Franklin has passed the Series 66, Series 63, Series 7TO, and SIE exams. Franklin has been registered in Florida.

Firm Information

Franklin Kegley is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Franklin Kegley’s Registration & Firm History

NY

08/13/2024 - Present

Finalis Securities LLC (New York NY)

FL

12/04/2023 - 12/14/2023

MML INVESTORS SERVICES, LLC (TAMPA FL)

FL

09/05/2023 - 09/28/2023

MORGAN STANLEY (Temple Terrace FL)

FL

03/27/2023 - 09/05/2023

E*TRADE SECURITIES LLC (Temple Terrace FL)

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Licenses & Designations

BOTH

Issued 05/14/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/19/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Franklin Thomas Kegley.
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