Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franklin? Claim Your ProfileFranklin Thomas Gutierrez is a registered investment advisor representative with Citigroup Global Markets Inc., who has been in the financial industry since 1990. Franklin Gutierrez specializes in providing asset allocation advice, financial planning, and pension consulting services. Franklin has been a registered representative in Florida since 2017. Franklin has a diverse background, having worked with several other firms prior to joining Citigroup Global Markets Inc. Franklin is registered to offer securities and investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/15/2017 - Present
Citigroup Global Markets Inc. (Miami FL)
FL
01/30/2015 - 04/28/2017
STONECREST CAPITAL MARKETS, INC. (MIAMI, FL)
FL
08/08/2014 - 12/03/2014
EFG CAPITAL INTERNATIONAL (MIAMI FL)
FL
12/17/2009 - 07/30/2014
CAPITAL GUARDIAN, LLC (MIAMI FL)
FL
05/29/2007 - 10/22/2009
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
01/22/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
NJ
09/03/1991 - 01/13/1992
H. C. COPELAND AND ASSOCIATES EQUITIES, INC. (SOMERSET NJ)
MI
04/16/1991 - 06/28/1991
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
10/13/1989 - 01/03/1991
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
NA
07/11/1988 - 11/15/1988
J. W. GANT & ASSOCIATES, INC.
NA
05/25/1988 - 06/24/1988
RANDOLPH BROWN SECURITIES CORPORATION
IA
Issued 06/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/17/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/13/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/12/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Franklin Gutierrez is the right advisor for you? Invested Better is here to help.
