Unclaimed
Franklin Song Lee is a registered representative with The Leaders Group, Inc. in Littleton, Colorado. Franklin Song Lee has been in the financial services industry for 10 years. Previously, Franklin Song Lee was associated with LINCOLN FINANCIAL ADVISORS CORPORATION and PRUCO SECURITIES, LLC.. Franklin Song Lee is licensed in California and holds the Series 66, Series 7TO, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
02/08/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
02/22/2022 - 09/06/2023
LINCOLN FINANCIAL ADVISORS CORPORATION (EL SEGUNDO CA)
CA
04/06/2016 - 01/02/2019
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
BOTH
Issued 03/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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