Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franklin? Claim Your ProfileFranklin Robert Etter is a financial advisor with over 19 years of experience in the industry. Franklin is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since February 2013. Prior to joining Wells Fargo Clearing Services, LLC, Franklin was employed by Morgan Stanley and Morgan Stanley & Co. Incorporated. Franklin is a Certified Financial Planner and holds Series 3, 7, 9, 10, 31, and 66 licenses. Franklin provides a wide range of services to individuals, corporations, trusts, and institutions. Franklin is dedicated to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
02/14/2013 - Present
Wells Fargo Clearing Services, LLC (HOLLADAY UT)
UT
06/01/2009 - 03/01/2013
MORGAN STANLEY (SALT LAKE CITY UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SALT LAKE CITY UT)
UT
08/11/2004 - 04/02/2007
MORGAN STANLEY DW INC. (SALT LAKE CITY UT)
BOTH
Issued 08/31/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/26/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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