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Franklin Ray Chapman

THE Leaders Group, Inc.

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About Franklin Ray Chapman

Franklin Chapman is a financial advisor at The Leaders Group, Inc. with over 25 years of experience in the financial services industry. Franklin has a broad range of experience having worked for firms like Tower Square Securities, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Franklin holds the Series 6, 7, 24, 26, 63, and 65 securities licenses, along with the SIE designation.

Firm Information

Franklin Chapman is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Franklin Chapman’s Registration & Firm History

CO

06/22/2007 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

09/08/2004 - 06/08/2007

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

NY

07/13/1995 - 09/08/2004

AXA ADVISORS, LLC (NEW YORK NY)

NY

07/13/1995 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/11/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/1999

Series 24 - General Securities Principal Examination

BC

Issued 04/17/1998

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/1999

Series 7 - General Securities Representative Examination

BC

Issued 07/12/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Franklin Ray Chapman.
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