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Franklin Mitchell Howell

Wells Fargo Clearing Services, LLC

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About Franklin Mitchell Howell

Franklin Howell is a financial advisor who has been in the industry since 1981. Franklin is currently registered with Wells Fargo Clearing Services, LLC and has been registered with UBS Financial Services Inc., Morgan Stanley, and Wachovia Securities, LLC in the past. Franklin has a Series 7 and Series 63 license and the Securities Industry Essentials Examination (SIE) designation. Franklin specializes in providing investment consulting services to institutional clients, in addition to financial planning and portfolio management for businesses and individuals.

Firm Information

Franklin Howell is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Franklin Howell’s Registration & Firm History

FL

09/09/2022 - Present

Wells Fargo Clearing Services, LLC (CORAL SPRINGS FL)

FL

03/21/2014 - 10/06/2022

UBS FINANCIAL SERVICES INC. (FT. LAUDERDALE FL)

FL

06/01/2009 - 04/07/2014

MORGAN STANLEY (CORAL SPRINGS FL)

FL

10/12/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (CORAL SPRINGS FL)

FL

07/01/2003 - 10/19/2007

WACHOVIA SECURITIES, LLC (CORAL SPRINGS FL)

NY

07/26/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/31/1993 - 07/26/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

06/12/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

05/26/1989 - 06/17/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

11/30/1982 - 07/14/1989

DREXEL BURNHAM LAMBERT INCORPORATED

NA

11/02/1981 - 12/06/1982

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

BC

Issued 10/28/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Franklin Mitchell Howell. Review regulatory record here.
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