Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franklin? Claim Your ProfileFranklin Rogers is an active Registered Representative (RA) in Pennsylvania and Texas, having started his career in the financial services industry on July 31, 1993. Rogers is a Certified Financial Planner who currently works for Wells Fargo Clearing Services, LLC in their Erie, PA branch. Rogers holds a Series 65 license and has been licensed to sell securities since 1992. Rogers has a long and successful career in the industry with experience at numerous firms, including PNC Investments and J.J.B. Hilliard, W.L. Lyons, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/07/2022 - Present
Wells Fargo Clearing Services, LLC (ERIE PA)
PA
01/01/2004 - 01/06/2016
PNC INVESTMENTS (ERIE PA)
KY
04/21/1999 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
07/10/1997 - 04/21/1999
PNC BROKERAGE CORP (PITTSBURGH PA)
CA
05/10/1994 - 03/19/1997
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CO
08/31/1992 - 09/28/1993
SCHNEIDER SECURITIES, INC. (DENVER CO)
CO
08/31/1992 - 09/02/1992
TAMARON INVESTMENTS, INC. (ENGLEWOOD CO)
IA
Issued 04/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/28/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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