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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franklin? Claim Your ProfileFranklin Raines is an Investment Advisor Representative with LPL Financial LLC in Ocean View, Delaware. Franklin Raines has been in the industry since November 18, 2000 and is licensed in 12 states. Franklin Raines is registered as an Investment Advisor Representative with the state of Delaware, and has been approved for registrations in several other states. Franklin Raines also has a background with OSAIC WEALTH, INC., GUNNALLEN FINANCIAL, INC, MORGAN STANLEY DW INC., and GLOBAL BROKERAGE SERVICES, INC.. Franklin Raines has passed the Series 66, Series 7 and SIE exams. Franklin Raines currently holds licenses for Series 65, Series 66, Series 7 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
DE
07/01/2024 - Present
LPL Financial LLC (OCEAN VIEW DE)
DE
08/02/2005 - 07/05/2024
OSAIC WEALTH, INC. (OCEAN VIEW DE)
FL
02/13/2003 - 08/03/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
09/14/2000 - 11/21/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
06/26/2000 - 07/12/2000
GLOBAL BROKERAGE SERVICES, INC. (HUNT VALLEY MD)
IA
Issued 10/18/2007
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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