Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franklin? Claim Your ProfileFranklin James Thomas is a financial advisor at Oppenheimer & Co. Inc. in Tampa, Florida. Franklin has been in the securities industry since May 2003, and is registered with FINRA, the SEC and 14 states. Franklin also holds a Series 66 and a Series 7 license. Franklin's background includes experience at Ameriprise Financial Services, Inc. and Citigroup Global Markets Inc.. Franklin's specialties include providing portfolio management services, financial planning and pension consulting to a variety of individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
02/19/2018 - Present
Oppenheimer & Co. Inc. (TAMPA FL)
FL
10/05/2009 - 02/20/2018
AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)
FL
03/27/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (TAMPA FL)
FL
07/21/2006 - 04/15/2009
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
FL
08/19/2003 - 08/07/2006
A. G. EDWARDS & SONS, INC. (ZEPHYRHILLS FL)
IL
04/23/2003 - 08/08/2003
ROCK ISLAND SECURITIES, INC. (CHICAGO IL)
BOTH
Issued 08/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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