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Franklin Irwin Whitsell

Guggenheim Funds Distributors, LLC

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About Franklin Irwin Whitsell

Franklin Whitsell is a registered representative with Guggenheim Funds Distributors, LLC in Overland Park, KS. Franklin has been in the industry since 1994 and has a wide range of experience. Franklin holds the Series 3, 6, 7, 26, and 63 licenses as well as the SIE. Previously, Franklin worked for GUGGENHEIM DISTRIBUTORS, LLC and Security Distributors, Inc. Franklin has been with Guggenheim Funds Distributors, LLC since March 2014.

Firm Information

Franklin Whitsell is currently registered with Guggenheim Funds Distributors, LLC. Guggenheim Funds Distributors, LLC, is a Limited Liability Company formed on November 9, 1995 and headquartered in Chicago, IL. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Their primary client type is Investment Companies, with $5,881,943,581 in assets under management. Guggenheim Funds Distributors, LLC offers portfolio management services for investment companies. Their website is HTTP://WWW.GUGGENHEIMINVESTMENTS.COM.
Guggenheim Funds Distributors, LLC

227 WEST MONROE STREET

CHICAGO, IL 60606

$5.88B

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Index licensing fee

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Franklin Whitsell’s Registration & Firm History

KS

03/03/2014 - Present

Guggenheim Funds Distributors, LLC (OVERLAND PARK KS)

KS

10/16/2009 - 03/03/2014

GUGGENHEIM DISTRIBUTORS, LLC (OVERLAND PARK KS)

KS

12/19/1994 - 11/06/2009

SECURITY DISTRIBUTORS, INC. (TOPEKA KS)

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Licenses & Designations

BC

Issued 11/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/20/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1996

Series 3 - National Commodity Futures Examination

BC

Issued 12/27/1995

Series 7 - General Securities Representative Examination

BC

Issued 12/16/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Franklin Irwin Whitsell.
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