Unclaimed
Franklin Fernandez is a financial advisor with over 20 years of experience in the industry. Franklin has been registered with Western International Securities, Inc. since August 2017 and has a strong track record of success helping clients reach their financial goals. Franklin has worked with clients of all types, including individuals, families, businesses, and non-profit organizations. Franklin is committed to providing personalized financial advice and guidance, and he is dedicated to helping his clients achieve their financial aspirations. Prior to joining Western International Securities, Franklin worked for Financial West Group, UnionBanc Investment Services, LLC, Park Avenue Securities LLC, Morgan Stanley DW Inc., and PaineWebber Incorporated. Franklin is a licensed representative in Alabama, Arizona, California, Colorado, Florida, Kansas, Nevada, Tennessee and Texas, as well as an Investment Advisor Representative in California, Kansas and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/19/2018 - Present
Western International Securities, Inc. (Northridge CA)
CA
03/13/2009 - 08/21/2017
FINANCIAL WEST GROUP (PALMDALE CA)
CA
02/15/2007 - 03/02/2009
UNIONBANC INVESTMENT SERVICES, LLC (VALENCIA CA)
CA
02/24/2004 - 02/16/2007
PARK AVENUE SECURITIES LLC (PASADENA CA)
NY
11/24/1998 - 01/05/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
07/07/1998 - 11/25/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 10/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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