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Franklin Fernandez

Western International Securities, Inc.

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About Franklin Fernandez

Franklin Fernandez is a financial advisor with over 20 years of experience in the industry. Franklin has been registered with Western International Securities, Inc. since August 2017 and has a strong track record of success helping clients reach their financial goals. Franklin has worked with clients of all types, including individuals, families, businesses, and non-profit organizations. Franklin is committed to providing personalized financial advice and guidance, and he is dedicated to helping his clients achieve their financial aspirations. Prior to joining Western International Securities, Franklin worked for Financial West Group, UnionBanc Investment Services, LLC, Park Avenue Securities LLC, Morgan Stanley DW Inc., and PaineWebber Incorporated. Franklin is a licensed representative in Alabama, Arizona, California, Colorado, Florida, Kansas, Nevada, Tennessee and Texas, as well as an Investment Advisor Representative in California, Kansas and Texas.

Firm Information

Franklin Fernandez is currently registered with Western International Securities, Inc.. Western International Securities, Inc. is a corporation formed in 1995 and headquartered in Pasadena, California. The firm provides a wide range of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. They are registered with the SEC and have a presence in 53 states. With over 323 registered representatives and 245 investment advisor representatives, Western International Securities manages approximately $3.69 billion in assets.
Western International Securities, Inc.

70 S. LAKE AVE.

PASADENA, CA 91101

$3.69B

Assets Under Management

1,232

Total Clients

246

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Franklin Fernandez’s Registration & Firm History

CA

09/19/2018 - Present

Western International Securities, Inc. (Northridge CA)

CA

03/13/2009 - 08/21/2017

FINANCIAL WEST GROUP (PALMDALE CA)

CA

02/15/2007 - 03/02/2009

UNIONBANC INVESTMENT SERVICES, LLC (VALENCIA CA)

CA

02/24/2004 - 02/16/2007

PARK AVENUE SECURITIES LLC (PASADENA CA)

NY

11/24/1998 - 01/05/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

07/07/1998 - 11/25/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 10/08/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 06/29/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Franklin Fernandez. Review regulatory record here.
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