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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franklin? Claim Your ProfileFranklin Delano Simon is an Investment Advisor Representative with Morgan Stanley. Franklin has been in the financial services industry since March 2014. Franklin has offices located in Columbus, OH, and New Albany, OH. Franklin holds Series 63, 65, 7, 9 and 10 licenses, and SIE certification. Franklin previously worked at Capital City Securities, LLC in Columbus, OH. Franklin is registered with 55 state regulatory authorities in addition to the FINRA and is qualified to work with high-net-worth individuals, individuals other than high-net-worth, insurance companies, investment companies, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, charitable organizations, state or municipal government entities and investment clubs. Franklin specializes in financial planning, pension consulting, asset allocation advice, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
12/14/2021 - Present
Wealthpenn.comllc (Columbus OH)
OH
02/20/2014 - 09/14/2017
CAPITAL CITY SECURITIES, LLC (COLUMBUS OH)
IA
Issued 5/21/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/26/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/1/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/22/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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