Unclaimed
Franklin Wolfe is a registered representative with Guggenheim Securities, LLC. Franklin is located in Houston, TX and is licensed to sell securities in Texas. Franklin holds the Series 63, Series 79TO, and SIE licenses. Franklin began working in the securities industry in December 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/05/2022 - Present
Guggenheim Securities, LLC (Houston TX)
BC
Issued 01/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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