Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franklin? Claim Your ProfileFranklin Rockwell is a financial advisor with Wells Fargo Clearing Services, LLC, working out of their Sacramento, CA office. Franklin has been active in the industry since February 17, 2019. Franklin is a registered representative in California and Texas and is also registered as an investment advisor representative in both states. Franklin has a Series 7, SIE, and Series 66 licenses and is a member of FINRA. Previously, Franklin was employed by AXA Advisors, LLC in San Francisco, CA. Franklin is qualified to provide investment advice to a wide range of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/20/2020 - Present
Wells Fargo Clearing Services, LLC (SACRAMENTO CA)
CA
10/09/2018 - 11/07/2019
AXA ADVISORS, LLC (SAN FRANCISCO CA)
BOTH
Issued 11/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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