Unclaimed
Franklin Christopher Scudder is a financial advisor with Wells Fargo Clearing Services, LLC, based in Naples, FL. Franklin has been in the industry since 1989 and has held a variety of roles at several firms throughout his career. He has also been a registered representative with Wells Fargo Advisors LLC since 2009. Franklin is currently registered to offer investment advice in 31 states. Franklin is also a co-trustee for a deceased friend's trust and an executor for his father's estate.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/07/2009 - Present
Wells Fargo Clearing Services, LLC (NAPLES FL)
FL
05/10/2001 - 04/01/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NAPLES FL)
MO
10/01/2000 - 05/04/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/17/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
PA
10/27/1995 - 03/03/1998
PNC BROKERAGE CORP (PITTSBURGH PA)
NA
07/24/1995 - 10/12/1995
CHEMICAL INVESTOR SERVICES, INC.
IN
08/07/1995 - 10/10/1995
MDS SECURITIES INCORPORATED (CARMEL IN)
PA
12/23/1994 - 10/04/1995
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
11/14/1994 - 12/23/1994
PNC SECURITIES CORP (PITTSBURGH PA)
NY
08/01/1991 - 12/07/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/18/1989 - 07/23/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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