Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Franklin? Claim Your ProfileFranklin Borders is a financial advisor with over 16 years of experience in the financial services industry. Franklin has a wide range of experience working with a variety of clients, including individuals, families, businesses, and retirement plans. Franklin is registered to provide investment advice in several states. Franklin is currently employed by LPL Financial LLC, a leading independent broker-dealer and registered investment advisor. Franklin is committed to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
11/02/2022 - Present
LPL Financial LLC (FORT MILL SC)
NC
05/27/2020 - 03/09/2021
COMMONWEALTH FINANCIAL NETWORK (SALISBURY NC)
SC
05/19/2016 - 06/01/2020
LPL FINANCIAL LLC (FORT MILL SC)
NC
12/19/2013 - 04/06/2015
LPL FINANCIAL LLC (RALEIGH NC)
GA
06/27/2012 - 12/03/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (CARROLLTON GA)
AL
03/07/2012 - 04/09/2012
NBC SECURITIES, INC. (BIRMINGHAM AL)
SC
07/19/2006 - 09/08/2009
FIRST CITIZENS SECURITIES CORPORATION (COLUMBIA SC)
NC
04/27/2005 - 12/14/2006
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
AL
10/15/2002 - 01/14/2005
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
MA
03/20/2001 - 10/22/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 08/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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