Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frankie wan lung? Claim Your ProfileFrankie Wan Lung Cho is a registered representative with Charles Schwab & CO., Inc. Frankie has been in the financial services industry since January 4, 1995 and has been registered with Charles Schwab since May 26, 2017. Frankie is also registered with the state of California as an investment advisor representative. In addition to Charles Schwab, Frankie has also worked for NYLIFE SECURITIES INC. and OPTIONSXPRESS, INC. Frankie holds the Series 3, 7, 9, 10, 63, and 66 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
05/26/2017 - Present
Charles Schwab & CO., Inc. (SAN FRANCISCO CA)
CA
09/02/2011 - 11/14/2017
OPTIONSXPRESS, INC. (SAN FRANCISCO CA)
NY
01/19/1995 - 10/13/1995
NYLIFE SECURITIES INC. (NEW YORK NY)
CA
03/25/1994 - 12/15/1994
LIGHT SECURITIES (OAKLAND CA)
CA
02/23/1994 - 03/26/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
BOTH
Issued 05/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/17/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2012
Series 3 - National Commodity Futures Examination
BC
Issued 02/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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