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Frankie Gonzalez

Raymond James Financial Services, Inc.

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About Frankie Gonzalez

Frankie Gonzalez is a financial advisor at Raymond James Financial Services, Inc. Frankie has been in the industry since 2001. Frankie has been registered with FINRA since 2001, with the most recent registration being with Raymond James Financial Services, Inc. Frankie's current office location is 20801 Biscayne Blvd Suite 403 in Aventura, Florida. Frankie is licensed to sell securities in California, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Rhode Island, South Dakota and Texas.

Firm Information

Frankie Gonzalez is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frankie Gonzalez’s Registration & Firm History

FL

02/22/2019 - Present

Raymond James Financial Services, Inc. (Aventura FL)

FL

11/04/2016 - 02/25/2019

MORGAN STANLEY (FT. LAUDERDALE FL)

FL

10/21/2011 - 11/16/2016

WELLS FARGO ADVISORS, LLC (MIAMI BEACH FL)

FL

05/02/2009 - 10/20/2011

CHASE INVESTMENT SERVICES CORP. (MIAMI BEACH FL)

NJ

01/26/2006 - 05/02/2009

WAMU INVESTMENTS, INC. (EDGEWATER NJ)

IL

07/24/2001 - 12/09/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NY

07/04/2001 - 07/27/2001

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

03/28/2001 - 05/18/2001

GBI CAPITAL PARTNERS INC. (BETHPAGE NY)

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Licenses & Designations

BC

Issued 04/12/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Frankie Gonzalez. Review regulatory record here.
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