Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Xiaodong Feng is a financial advisor with over 30 years of experience in the financial services industry. Frank Xiaodong Feng is registered with LPL Financial LLC. Frank Xiaodong Feng also holds Series 6, 7, 63 and 65 licenses, and has earned the CFP and ChFC designations. Frank Xiaodong Feng has been registered with the Securities and Exchange Commission since June 5, 1991. Frank Xiaodong Feng has held previous registrations with CUNA Brokerage Services, Inc., Gateway Investment Services, Inc., and Pruco Securities Corporation. Frank Xiaodong Feng has been with LPL Financial LLC since December 2021. Frank Xiaodong Feng's current employment is with LPL Financial LLC in Stockton, CA. Frank Xiaodong Feng specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/03/2021 - Present
LPL Financial LLC (STOCKTON CA)
CA
02/19/1997 - 12/06/2021
CUNA BROKERAGE SERVICES, INC. (STOCKTON CA)
IL
02/11/1996 - 10/01/1996
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
NJ
06/05/1991 - 12/22/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/05/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 11/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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