Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Casillas is an investment advisor representative with Fidelity Personal and Workplace Advisors. Frank has been in the industry since 2004. Frank has registered with FINRA, and the states of Arizona, California, Colorado, Florida, Idaho, Illinois, Iowa, Kentucky, Maryland, Minnesota, New Jersey, New Mexico, New York, Texas, Utah and Washington. Frank is also registered as an investment advisor representative in Texas. Frank is licensed to offer financial planning, educational seminars, and portfolio management services for individuals and businesses. Frank has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., Chase Investment Services Corp., Pruco Securities, LLC., Citigroup Global Markets Inc., Citicorp Investment Services, Morgan Stanley DW Inc., and BancWest Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/04/2024 - Present
Fidelity Personal AND Workplace Advisors (PASADENA CA)
CA
04/03/2018 - 07/29/2022
BANCWEST INVESTMENT SERVICES, INC. (LOS ANGELES CA)
CA
09/08/2015 - 10/24/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CULVER CITY CA)
CA
07/18/2012 - 08/19/2015
CHARLES SCHWAB & CO., INC. (LOS ANGELES CA)
CA
09/25/2009 - 06/28/2012
CHASE INVESTMENT SERVICES CORP. (LOS ANGELES CA)
CA
08/21/2007 - 03/06/2009
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
CA
05/29/2007 - 08/16/2007
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
CA
09/15/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
NY
04/30/2002 - 07/02/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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