Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Xavier Aceves is a financial advisor with over 28 years of experience in the industry. Frank is registered with Mariner Independent as an Investment Advisor Representative and has been with the firm since 2014. Previously, Frank was registered with WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, CITICORP INVESTMENT SERVICES, and CAL FED INVESTMENTS. Frank holds Series 6, 7, 63, and 65 licenses and the SIE exam, in addition to being a Certified Financial Planner. Frank specializes in providing financial advice to individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and high-net-worth individuals. Frank offers various services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Frank is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/17/2017 - Present
Mariner Independent (Walnut Creek CA)
CA
01/03/2011 - 02/19/2014
WELLS FARGO ADVISORS, LLC (PLEASANT HILL CA)
CA
04/20/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WALNUT CREEK CA)
NY
02/05/2003 - 04/14/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
06/28/1996 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
NJ
01/01/1996 - 07/12/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Aceves is the right advisor for you? Invested Better is here to help.
