Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Wong is a financial advisor with over 40 years of experience in the industry. Frank is a CERTIFIED FINANCIAL PLANNER™ professional who provides comprehensive financial planning, investment advisory services, and insurance to a wide range of clients, including individuals, families, businesses, and retirement plans. Frank is currently registered with Independent Financial Group, LLC, where Frank has been working since October 2017. Frank is also an Independent Contractor for F3Logic, LLC, a SEC Registered Investment Advisor. Prior to that, Frank worked for National Planning Corporation and MML Investors Services, LLC. Frank holds the Series 6, 7, 63, and SIE licenses. Frank is committed to providing his clients with personalized service and a high level of expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
02/14/2021 - Present
Independent Financial Group, LLC (New York NY)
NJ
04/13/2011 - 11/07/2017
NATIONAL PLANNING CORPORATION (OLD TAPPAN NJ)
NY
05/04/1992 - 04/13/2011
MML INVESTORS SERVICES, LLC (NEW YORK NY)
PA
04/19/1983 - 05/06/1992
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 10/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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