Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank William Tabachka is a securities professional with over a decade of experience in the financial industry. Frank is currently registered with Interactive Brokers Corp. and Interactive Brokers LLC. Frank has a broad range of experience in the industry having also previously been registered with SUMO CAPITAL, LLC, ZYDECO TRADING, LLC and EDGEWATER PARTNERS, LLC. Frank is licensed in all 50 states and the District of Columbia and holds multiple securities licenses including Series 3, 7, 24, 57TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/07/2021 - Present
Interactive Brokers Corp. (CHICAGO IL)
IL
03/12/2015 - 12/17/2015
SUMO CAPITAL, LLC (CHICAGO IL)
IL
12/04/2012 - 04/06/2015
ZYDECO TRADING, LLC (PALATINE IL)
IL
10/14/2011 - 03/22/2013
EDGEWATER PARTNERS, LLC (CHICAGO IL)
BC
Issued 01/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2017
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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