Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Harrison is a registered representative with Sp Securities Llc. Frank has been in the securities industry since 2008. Frank holds Series 7, 63, and SIE licenses. Frank has experience working with clients in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/18/2023 - Present
SP Securities LLC (HOUSTON TX)
TX
12/21/2021 - 08/29/2023
DORSET PEAK SECURITIES LLC (Houston TX)
TX
05/04/2011 - 11/30/2020
MOELIS & COMPANY LLC (HOUSTON TX)
NY
09/03/2007 - 05/11/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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