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Frank William Bracero

Velocity Clearing, LLC

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About Frank William Bracero

Frank Bracero is a financial professional with over 25 years of experience in the securities industry. Frank has a strong background in trading and operations, having held positions at several prominent financial institutions. Frank is currently registered with Velocity Clearing, LLC and Velocity Capital, LLC. Frank is a Series 7, 24, 27, 57TO, 99TO, and SIE licensed professional, holding registrations in 45 states.

Firm Information

Frank Bracero is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Bracero’s Registration & Firm History

NJ

10/24/2019 - Present

Velocity Clearing, LLC (HAZLET NJ)

NY

02/12/2018 - 09/25/2019

ELECTRONIC TRANSACTION CLEARING, INC. (New York NY)

NJ

11/15/2017 - 02/15/2018

AXA ADVISORS, LLC (WOODBRIDGE NJ)

FL

04/01/2015 - 08/19/2016

BNP PARIBAS INVESTMENT SERVICES, LLC (MIAMI FL)

NY

12/15/2011 - 08/19/2016

BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)

NY

11/28/2000 - 08/19/2016

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

11/15/1996 - 11/28/2000

CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)

NY

05/15/1996 - 10/25/1996

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

12/21/1994 - 11/17/1995

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/1997

Series 24 - General Securities Principal Examination

BC

Issued 02/20/1997

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frank William Bracero.
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