Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Huang is a financial professional with over 12 years of experience in the industry. Frank is currently registered with J.p. Morgan Securities LLC and has been with the firm since June 2018. Frank has a strong track record of providing financial advice and portfolio management services to a wide range of clients, including individuals, families, businesses, and institutions. Frank holds the Series 6, 7, 63, and 66 licenses. Frank provides financial planning, portfolio management, and selection of other advisors services. Frank also has experience in pension consulting and portfolio management for businesses. Frank is a highly experienced and knowledgeable financial advisor who is committed to providing his clients with personalized service and exceptional results.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/20/2018 - Present
J.p. Morgan Securities LLC (IRVINE CA)
CA
01/18/2017 - 06/27/2018
CITIGROUP GLOBAL MARKETS INC. (HUNTINGTON BEACH CA)
CA
04/18/2015 - 01/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNTINGTON BEACH CA)
NY
07/30/2013 - 08/04/2014
HSBC SECURITIES (USA) INC. (FLUSHING NY)
NY
10/01/2012 - 07/12/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/06/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
CA
05/02/2009 - 10/05/2009
CHASE INVESTMENT SERVICES CORP. (CUPERTINO CA)
CA
08/11/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (CUPERTINO CA)
BOTH
Issued 09/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/09/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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