Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Walter Roschitz is a securities professional with over 20 years of experience in the financial services industry. Frank currently is a Registered Representative for MUFG Securities Americas Inc. Frank has a diverse background in the financial services industry, having previously held positions with firms such as BCP Securities, LLC, Credit Suisse Securities (USA) LLC, RBS Securities Inc., and ING Financial Markets LLC. Frank holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/22/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CT
10/28/2016 - 02/26/2018
BCP SECURITIES, LLC (GREENWICH CT)
NY
08/27/2013 - 08/01/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
10/26/2010 - 06/25/2013
RBS SECURITIES INC. (STAMFORD CT)
NY
02/28/2007 - 10/29/2010
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
03/04/2002 - 11/30/2004
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
08/08/1994 - 08/11/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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