Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Walter Palulis is an active investment advisor representative, registered with Raymond James Financial Services Advisors, Inc. Frank Walter Palulis has been in the industry since March 24, 1996. Frank Walter Palulis holds Series 63, Series 65, Series 7, and SIE licenses. Frank Walter Palulis is currently registered in Florida, Maryland, and Texas. Frank Walter Palulis has previously been registered with WELLS FARGO CLEARING SERVICES, LLC, MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., and LEGG MASON WOOD WALKER, INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
01/03/2022 - Present
Raymond James Financial Services Advisors, Inc. (Naples FL)
MD
06/26/2009 - 01/18/2022
WELLS FARGO CLEARING SERVICES, LLC (COLUMBIA MD)
MD
06/01/2009 - 07/01/2009
MORGAN STANLEY SMITH BARNEY (COLUMBIA MD)
MD
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (COLUMBIA MD)
MD
03/25/1996 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 04/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Frank Palulis is the right advisor for you? Invested Better is here to help.
