linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Frank Walter Little

Grant Williams LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Frank? Claim Your Profile

About Frank Walter Little

Frank Walter Little is a financial advisor with over 20 years of experience in the industry. Currently, Frank Little is a registered representative for Grant Williams LP, a firm headquartered in Philadelphia, PA. Previously, Frank Little worked at several other firms including UBS Financial Services Inc., Neuberger Berman Management Inc., and NGAM Distribution, L.P.. Frank Little has a wide range of experience in the financial services industry and is well-equipped to help clients achieve their financial goals.

Firm Information

Frank Little is currently registered with Grant Williams LP. Grant Williams LP is a Partnership firm that was formed on June 26, 1998. The firm is registered with the SEC and in 18 states.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Frank Little’s Registration & Firm History

PA

04/24/2023 - Present

Grant Williams LP (PHILADELPHIA PA)

NY

04/04/2019 - 12/17/2021

ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION (NEW YORK NY)

CO

01/03/2019 - 04/04/2019

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

02/09/2015 - 12/31/2018

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

CA

01/15/2009 - 10/24/2014

NGAM DISTRIBUTION, L.P. (San Francisco CA)

NJ

02/13/2006 - 07/31/2008

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

10/23/2002 - 02/14/2006

UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)

NY

09/14/2000 - 03/06/2002

NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)

Not sure if Frank Walter Little is right for you?

Licenses & Designations

BOTH

Issued 07/02/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/13/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Walter Little.
Not sure if Frank Walter Little is right for you?