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Frank Vincent Ferrara

Drivewealth, LLC

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About Frank Vincent Ferrara

Frank Vincent Ferrara is a financial professional with over 20 years of experience in the industry. Frank has a strong track record of success in the financial services industry. Frank is currently registered with Drivewealth, LLC and is a Series 7, Series 24, and Series 99TO licensed professional. Frank has previously been registered with Muriel Siebert & Co., Inc. and Stockcross Financial Services, Inc.. Frank is a dedicated professional with a passion for helping clients achieve their financial goals.

Firm Information

Frank Ferrara is currently registered with Drivewealth, LLC. Drivewealth, LLC is a Limited Liability Company formed in May 2012. The firm is registered to conduct business in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Ferrara’s Registration & Firm History

NY

06/25/2021 - Present

Drivewealth, LLC (New York NY)

NJ

01/02/2020 - 04/26/2021

MURIEL SIEBERT & CO., INC. (Jersey City NJ)

NJ

10/18/2018 - 01/30/2020

STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)

NY

11/06/2015 - 09/22/2017

INTL FCSTONE FINANCIAL INC. (NEW YORK NY)

NY

09/14/2016 - 07/12/2017

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

01/17/2012 - 02/27/2015

ITG INC. (NEW YORK NY)

NJ

10/19/2010 - 04/07/2011

QUANTEX CLEARING, LLC (HAZLET NJ)

NY

06/14/2007 - 10/20/2008

NATIONAL BANK OF CANADA FINANCIAL INC. (NEW YORK NY)

NY

11/30/1999 - 10/16/2006

COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)

NY

07/01/1998 - 11/13/1998

ING BARING FURMAN SELZ LLC (NEW YORK NY)

NY

12/19/1995 - 07/01/1998

ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/12/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 09/22/2017

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Vincent Ferrara.
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