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Frank Vincent Calcutta

Tradition Securities AND Derivatives LLC

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About Frank Vincent Calcutta

Frank Vincent Calcutta is a registered representative with Tradition Securities And Derivatives LLC. Frank holds the Series 63, Series 7, and SIE licenses. Frank has been in the industry since June 2018. Frank is registered in New York.

Firm Information

Frank Calcutta is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Calcutta’s Registration & Firm History

NY

06/15/2018 - Present

Tradition Securities AND Derivatives LLC (New York NY)

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Licenses & Designations

BC

Issued 07/23/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank Vincent Calcutta.
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