Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Colombo is a registered representative with Bradley Woods & Co. Ltd. Frank has been in the securities industry since 2006. Frank has passed the Series 7, 79TO, 16, and SIE exams. Frank is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/15/2021 - Present
Bradley Woods & Co. Ltd. (NEW YORK NY)
NY
04/04/2002 - 07/28/2003
SEA PORT GROUP SECURITIES, LLC (NEW YORK NY)
NY
05/01/2001 - 04/04/2002
IPO.COM SECURITIES, INC. (NEW YORK NY)
NY
06/29/1998 - 11/10/1999
WARBURG DILLON READ LLC (NEW YORK NY)
CT
04/29/1987 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
BC
Issued 01/08/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/26/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1989
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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