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Frank Vernon Schriner

Cetera Investment Services LLC

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About Frank Vernon Schriner

Frank Vernon Schriner is a financial advisor currently registered with Cetera Investment Services LLC. Frank is a Tennessee-licensed advisor with 15 years of experience in the financial services industry. Frank has held previous positions with Morgan Keegan & Company, Inc. and Amsouth Investment Services, Inc. Frank holds the Series 6, 7, and 63 licenses and the SIE exam.

Firm Information

Frank Schriner is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Schriner’s Registration & Firm History

MN

11/04/2016 - Present

Cetera Investment Services LLC (ST CLOUD MN)

TN

03/29/2013 - 12/02/2014

CETERA INVESTMENT SERVICES LLC (NASHVILLE TN)

AL

02/13/2007 - 03/31/2012

MORGAN KEEGAN & COMPANY, INC. (BIRMINGHAM AL)

TN

09/15/2004 - 02/13/2007

AMSOUTH INVESTMENT SERVICES, INC. (NASHVILLE TN)

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Licenses & Designations

BC

Issued 10/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/2005

Series 7 - General Securities Representative Examination

BC

Issued 09/14/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frank Vernon Schriner.
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