Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Vallorosi is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with OSAIC WEALTH, INC. in Minnesota and New Jersey and FOCUS FINANCIAL in New York. Frank has worked with various financial institutions during his career, including AXA ADVISORS, LLC, MORGAN STANLEY DW INC., DIVERSIFIED INVESTORS SECURITIES CORP., WIT CAPITAL CORPORATION and DAVID LERNER ASSOCIATES, INC. Frank holds Series 4, 6, 7, 24, 53 and 66 licenses and has a strong background in financial planning, portfolio management, and investment consulting. Frank also works as a Compliance Specialist for FOCUS FINANCIAL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
12/15/2009 - Present
Osaic Wealth, Inc. (MINNEAPOLIS MN)
NY
03/17/2006 - 01/12/2007
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/01/2004 - 03/10/2006
MORGAN STANLEY DW INC. (WHITE PLAINS NY)
NY
04/02/2001 - 03/31/2004
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
CT
06/02/2000 - 12/22/2000
WIT CAPITAL CORPORATION (OLD GREENWICH CT)
NY
07/09/1999 - 04/05/2000
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BOTH
Issued 12/8/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/27/2009
Series 4 - Registered Options Principal Examination
BC
Issued 4/18/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 7/8/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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