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Frank V Barravechia

Richard James & Associates, Inc.

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About Frank V Barravechia

Frank V Barravechia is a financial advisor with Richard James & Associates, Inc. based in Syosset, New York. Frank has been working in the financial industry since 1991 and is a licensed financial advisor holding Series 7, Series 24, Series 63, and SIE licenses. Frank has a diverse background in the financial industry, having worked for several firms, including R. F. Lafferty & Co., Inc., Newport Coast Securities, Inc., Basic Investors Inc., First Union Securities Financial Network, Inc., Redstone Securities, Inc. and Robert Todd Financial Corp. Frank is registered with the state of California, Indiana, Iowa, Louisiana, Mississippi, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Dakota, Texas, and Wisconsin.

Firm Information

Frank Barravechia is currently registered with Richard James & Associates, Inc.. Richard James & Associates, Inc. is a corporation formed in 2013 and headquartered in the state of Alabama. They are registered with the SEC and with the securities regulators in 35 states.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Barravechia’s Registration & Firm History

NY

03/27/2017 - Present

Richard James & Associates, Inc. (Syosett NY)

NY

08/17/2016 - 12/31/2016

R. F. LAFFERTY & CO., INC. (NEW YORK NY)

NY

10/08/2008 - 08/15/2016

NEWPORT COAST SECURITIES, INC. (HICKSVILLE NY)

NY

08/01/2001 - 10/16/2008

BASIC INVESTORS INC. (HICKSVILLE NY)

MO

02/25/1997 - 08/06/2001

FIRST UNION SECURITIES FINANCIAL NETWORK, INC. (ST. LOUIS MO)

TX

10/20/1992 - 03/05/1997

REDSTONE SECURITIES, INC. (DALLAS TX)

NY

10/02/1991 - 10/16/1992

ROBERT TODD FINANCIAL CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/18/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 15 public disclosures for Frank V Barravechia. Review regulatory record here.
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