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Frank Timothy Kelly

Northland Securities, Inc.

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About Frank Timothy Kelly

Frank Kelly has been in the securities industry since 1988. He is currently registered with Northland Securities, Inc. Frank Kelly has been with Northland Securities since December 2014 and is located in the firm's Minneapolis, Minnesota office. Frank Kelly has experience in the investment advisory field with experience in areas such as financial planning, portfolio management for individuals and selecting other advisors.

Firm Information

Frank Kelly is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Frank Kelly’s Registration & Firm History

MN

12/02/2014 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

CA

12/04/2013 - 04/01/2014

MILLER TABAK + CO., LLC (SAN DIEGO CA)

CA

09/08/2011 - 07/24/2012

RODMAN & RENSHAW, LLC (LOS ANGELES CA)

CA

01/23/1990 - 09/02/2011

JEFFERIES & COMPANY, INC. (LOS ANGELES CA)

NY

11/23/1988 - 03/13/1990

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NY

03/19/1986 - 09/28/1988

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/04/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frank Timothy Kelly.
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