linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Frank Thomas Winters

ST. Bernard Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Frank? Claim Your Profile

About Frank Thomas Winters

Frank Winters is a financial advisor with St. Bernard Financial Services, Inc. Frank has been in the industry since October 2003. Frank is registered with the state regulators in Arizona and California. Frank specializes in financial planning and portfolio management. In addition to providing financial advice, Frank also offers educational seminars to clients. Frank is committed to helping clients achieve their financial goals.

Firm Information

Frank Winters is currently registered with ST. Bernard Financial Services, Inc.. ST. Bernard Financial Services, Inc. is a Corporation that was formed on March 24, 1994, and is headquartered in RUSSELLVILLE, AR. The firm provides investment advisory services to individuals and businesses. They specialize in portfolio management and offer educational seminars. They are registered with the SEC and in 46 states. ST. Bernard Financial Services, Inc. manages approximately $130,472,570 in regulatory assets for 841 clients.
ST. Bernard Financial Services, Inc.

1609 WEST MAIN ST

RUSSELLVILLE, AR 72801

$130.47M

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Frank Winters’s Registration & Firm History

AR

08/24/2021 - Present

ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)

AZ

06/20/2019 - 09/17/2021

IFP SECURITIES, LLC (Tucson AZ)

AZ

03/16/2007 - 08/31/2017

RAYMOND JAMES FINANCIAL SERVICES, INC. (MESA AZ)

CA

02/18/2005 - 03/01/2007

OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)

CA

09/11/2002 - 02/15/2005

THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)

Not sure if Frank Thomas Winters is right for you?

Licenses & Designations

BOTH

Issued 08/17/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Frank Thomas Winters. Review regulatory record here.
Not sure if Frank Thomas Winters is right for you?