Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Theodore Gardner is a financial professional with over 20 years of experience in the financial services industry. Frank Gardner is currently registered as a Registered Investment Advisor with Westwood Management Corp. Frank Gardner has held previous positions with Telemus Investment Brokers, LLC, Raymond James & Associates, Inc., and UBS Financial Services Inc. Frank Theodore Gardner holds the Series 3, 7, 86, 87 and SIE licenses. Frank Gardner is also a Chartered Financial Analyst. Frank Gardner specializes in providing investment advice to high-net-worth individuals, corporations, investment companies, pooled investment vehicles, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice and licensing
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
05/01/2023 - Present
Westwood Management Corp. (DALLAS TX)
TX
07/05/2007 - 07/01/2010
TELEMUS INVESTMENT BROKERS, LLC (HOUSTON TX)
TX
05/13/2004 - 06/25/2007
RAYMOND JAMES & ASSOCIATES, INC. (HOUSTON TX)
NJ
01/04/2002 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 01/21/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/06/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/03/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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