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Frank Steven Margiotto

Fidelity Brokerage Services LLC

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About Frank Steven Margiotto

Firm Information

Frank Margiotto is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Fidelity Brokerage Services LLC has been approved by the SEC and is subject to state securities regulations.
Fidelity Brokerage Services LLC

499 WASHINGTON BLVD

JERSEY CITY, NJ 07310

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Margiotto’s Registration & Firm History

NJ

04/10/2015 - Present

Fidelity Brokerage Services LLC (JERSEY CITY NJ)

NY

05/13/2009 - 02/23/2015

CHARLES SCHWAB & CO., INC. (NEW YORK CITY NY)

NJ

04/27/2007 - 04/17/2009

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

NY

08/16/2006 - 04/18/2007

UBS SECURITIES LLC (NEW YORK NY)

NJ

04/05/2006 - 07/07/2006

PERSHING ADVISOR SOLUTIONS LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 8/20/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/4/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Frank Steven Margiotto.
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