Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Tae Ro is an investment advisor representative with Stratos Wealth Partners, Ltd. Frank has been working in the financial industry since 2000. Frank is registered with FINRA and the state of California. Frank has passed the Series 3, 6, 7, 9, 10, 63 and 66 exams. Frank has experience working with high-net-worth individuals, corporations, charitable organizations, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
CA
03/17/2022 - Present
Stratos Wealth Partners, Ltd. (ROLLING HILLS ESTATES CA)
CA
07/25/2011 - 02/18/2022
MORGAN STANLEY (Los Angeles CA)
CA
04/10/2000 - 07/08/2011
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
07/19/1999 - 11/02/1999
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 08/09/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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