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Frank T Rapini

Avantax Investment Services, Inc.

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About Frank T Rapini

Frank T. Rapini is a financial advisor with Avantax Investment Services, Inc. located in Orchard Park, NY. Frank has been in the industry since September 7, 1994, and has extensive experience in financial services. He is licensed to provide investment advice and has a strong understanding of the financial markets. Frank is committed to providing his clients with personalized financial advice to help them achieve their financial goals.

Firm Information

Frank Rapini is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frank Rapini’s Registration & Firm History

NY

11/20/2023 - Present

Avantax Investment Services, Inc. (Orchard Park NY)

NY

03/01/2019 - 11/21/2023

WOODBURY FINANCIAL SERVICES, INC. (ORCHARD PARK NY)

NY

09/20/2016 - 03/01/2019

QUESTAR CAPITAL CORPORATION (ORCHARD PARK NY)

NY

10/12/2011 - 10/11/2016

INVESTACORP, INC. (ORCHARD PARK NY)

NY

02/01/2010 - 10/25/2011

HORNOR, TOWNSEND & KENT, INC. (ORCHARD PARK NY)

NY

06/11/2001 - 02/08/2010

NEW ENGLAND SECURITIES (WILLIAMSVILLE NY)

NY

05/18/1999 - 06/08/2001

MONY SECURITIES CORPORATION (NEW YORK NY)

MA

03/01/1996 - 05/19/1999

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

09/06/1994 - 03/01/1996

G. R. PHELPS & CO., INC.

OH

12/19/1994 - 01/03/1995

KEY BROKERAGE COMPANY, INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 10/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Frank T Rapini. Review regulatory record here.
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