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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frank? Claim Your ProfileFrank Stolba is a registered investment advisor representative with Ingalls & Snyder, LLC. Frank has been in the financial services industry since 2002. Frank has a broad range of experience, including experience with portfolio management for individuals and businesses, as well as financial planning. Frank has also been a compliance officer and has experience working with charitable organizations, corporations, and other businesses. Frank holds a series 7, 9, 10, 14, 24, 27, 53, 66, 99TO, and SIE license. Frank is also registered in New York, Florida, Virginia, New Jersey, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see "miscellaneous" on schedule d.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/08/2021 - Present
Ingalls & Snyder, LLC (NEW YORK NY)
BOTH
Issued 07/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2011
Series 14 - Compliance Officer Examination
BC
Issued 11/19/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/16/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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